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Case Management

The decision desk that accelerates risk decisions.

Queues by area, regulatory SLAs, authority levels and an immutable audit trail in a single platform. Integrated with the suite or ready to operate with third-party engines.

CMP Dashboard
Cases in queue 47
Resolved/day 128
Avg. SLA 6h 42m
Escalated today 14
Centralized back office

From alert to final decision. All in one place.

The institution receives the case, routes it to the right authority level, tracks deadlines and records the decision with full context.

Centralized back office

Cases, queues, reviews and decisions on a single operational desk.

Native governance

SLAs, authority levels and committee are part of the flow, no workarounds.

Audit ready

Every event recorded with justification, owner and timestamp.

Work queues

Every case reaches the right team.

Queues by area with their own analysts, SLAs and distribution rules.

Registration

Registration review, document validation and biometrics.

Compliance

Sanctions lists, PEP, UBO and financial consistency.

Anti-fraud

Adverse media, suspicious patterns and device intelligence.

Committee

Cases escalated for formal deliberation.

Compliance queue, real time

live
CASE-8421 PEP
02h 14m
Assigned · A. Silva
CASE-8420 UBO
11h 02m
In review · M. Rocha
CASE-8418 List
23h 47m
Pending
SLAs and authority levels

Deadlines and decision power clearly defined.

SLAs configurable per queue. The system blocks decisions outside each profile authority level.

Standard SLAs

Level Deadline Type
Low 4h First response
Medium 24h Standard resolution
High 48h Collegiate decision
Critical 72h Board or committee

Profiles and authority levels

Supervisor

Coordinates the desk

  • Redistributes cases and approves team escalations
  • Approves High level decisions and unblocks exceptions
  • Tracks queue SLAs in real time

Administrator

Configures the platform

  • Defines queues, SLAs, authority levels and routing rules
  • Manages users, profiles and permissions
  • Accesses the audit log and exports evidence
Dossier and actions

Full context, decision on record.

The analyst sees everything on one screen and acts with a mandatory justification on every decision.

The dossier brings together

  • Customer data, registration and score
  • Transaction history and counterparties
  • Onboarding result and triggered alerts
  • Sanctions lists and behavioral baseline
  • Previous decisions on the same customer
  • Audit timeline with every event

Analyst shortcuts

  • Approve A
  • Reject R
  • Escalate E
  • Confirm action Ctrl+Enter
  • Next · previous case J · K

Approve, reject and escalate with one key. Ctrl+Enter to confirm. No switching to the mouse mid-review.

Structured escalation, with mandatory justification

When Escalate is triggered, the analyst picks a pre-defined reason, describes the context (10 character minimum) and the case goes straight to the supervisor queue on the matching desk. The justification is logged in the audit log.

Escalar caso

Escalation destination

Desk supervisor Anti-fraud team Compliance

Pre-defined reasons

Amount above the approval limit Complex case, requires higher review Policy exception required Regulatory concern VIP customer, requires special handling Complex international transaction Multiple correlated alerts Other reason

Every escalation is signed by the analyst and recorded in the case audit log.

Configurable decision templates

No notepad, no alt+tab. The right wording, one click away.

Each desk builds its own text templates for approval, rejection and notes, by case type and customer profile. The analyst decides, picks the template, tweaks the note and sends, all inside CMP.

Per work desk

Distinct templates for KYC, AML, Anti-fraud and MED, each with the vocabulary and handling of the discipline.

Per customer profile

Legal entity, individual, VIP or high risk receive the right communication, keeping tone and regulatory alignment.

Order and default template

Set the display order and which template is pre-selected for each decision type.

Free-form note

On every decision, the analyst can add a custom note of up to 2,000 characters.

CMP · Configuração

Decision templates

Manage supporting text for decision-making.

Deny MED Accept MED Approve Transaction Accept Anti-fraud Approve KYC Reject KYC

New template

Individual registration approval
10
Hello {{nome}}, your registration was approved after document and biometric review. You can now operate normally. Best regards, KYC Desk.
0 / 2000
Cancel Save
Committee and audit

Sensitive cases in formal deliberation. Everything on the record.

Committee sessions with quorum, voting and automatic minutes. Immutable trail and regulatory reporting, even on top of third-party engines.

Decision committee

  • Minimum quorum of 3 members and simple majority.
  • Each member records vote and justification; minutes generated automatically.
  • Automatic triggers: critical score, divergence, PEP, VIP and breached SLA.

Trail and reporting

  • Immutable trail: creation, assignments, escalations, votes and final decision with timestamp.
  • Regulatory reporting formatted in XML compatible with the Coaf reporting system (SISCOAF) and the Argentine UIF reporting system.
  • Independent desk: run queues, authority levels and committee over alerts from any engine.

Regulatory compliance

  • Coaf Resolution 36/2021 (Brazil) and UIF Resolution 14/2023 (Argentina), reporting of operations.
  • BACEN Resolution 4.557/2017 (Brazil) and Law 25.246/2000 (Argentina), risk management and AML/CFT.
Queue and SLA monitor

Queue health in real time.

Proprietary algorithm that combines backlog, average age, breach risk and SLA target to classify each queue as Stable, At risk or Critical. The supervisor checks the panel once and knows where to allocate people.

CMP · Monitor de filas e SLA

Queue overview

Backlog, risk and SLA compliance in a consolidated view.

Queues tracked

7

Cases at risk

12

SLA overdue

98

Avg. time

2h47

Queue Open At risk Overdue Avg. time Health
Anti-fraud 35 0 35 3h12 Critical
Anti-fraud · Supervisor 2 0 2 2h45 Critical
KYC 13 0 4 1h30 At risk
KYC · Supervisor 1 0 1 2h10 Critical
MED 55 0 56 3h55 Critical
MED · Supervisor 1 0 1 3h40 Critical
AML 20 0 0 4h05 Stable
Stable At risk Critical
Specialized work desks

Every desk, its own handling.

In CMP, each discipline operates on its own desk, with its own rules, authority levels and workflows. The desks run independently but share the same audit engine and unified customer dossier.

KYC/KYB desk

Onboarding

Review of pending registrations, document validation and biometrics. Decision to approve, reject or request additional info.

AML desk

Money Laundering

In-depth investigation of suspicious operations, counterparty analysis, narrative drafting and STR generation in XML for the Coaf reporting system (SISCOAF) in Brazil or the UIF reporting system in Argentina.

Anti-fraud desk

Anti-fraud

Transactional fraud, account takeover and synthetic identity cases. Real-time blocking, chargeback and refund coordinated with the operation.

MED/Chargebacks desk

Returns

PIX MED (Brazil special return mechanism) and card chargebacks. Notifications, regulatory deadlines and refund to the customer.

Operations desk

Non-monetary events

Changes to registration data and sensitive events with no financial movement. Token validation, biometric MFA and strong authentication before settlement.

Supervision desks

Approval

Supervision layer per discipline (KYC Supervisor, AML Supervisor, Anti-fraud Supervisor) for critical authority levels, committees and decision review.

Access and operations management

From queue to analyst, everything under control.

Who is logged in, who is on break, how much time is left, how much they worked today. The administrator manages profiles, work desks and configurable break types with countdown. At end of day, a productivity timesheet ready for audit and management.

Access and profile management

Admin, supervisor or analyst. Each user with assigned work desks (KYC, MED, Anti-fraud, AML) and permissions by authority level.

Configurable break types

Lunch, restroom, coffee, meeting or personal. The administrator defines name, duration, status and how many times each break can be used per day. Once the limit is hit, the option is blocked for the analyst.

Live countdown

Starting a break triggers a visual timer. The supervisor sees in real time who is available, on break and how much time remains.

Productivity timesheet

Logged time, break time by type, cases resolved and SLA met. Report by analyst, desk or shift, exportable for management.

Painel · Operação

Analistas em operação

  • João Silva · KYC
    Disponível
  • Luis Costa · PLD
    Café · 08:12
  • Ana Souza · Anti-fraud
    Disponível
  • Marcos Lima · MED
    Reunião · 24:48

Sample break types

uses/day
  • Lunch Already used today
    60 min
  • Restroom
    10 min
  • Coffee · Snack
    15 min
  • Meeting Already used today
    configurable
  • Personal
    5 min
Customer communication

Reach the customer on the right channel.

The review desk sends communications to the customer on any enabled channel, without leaving CMP. Every integration has a dedicated connectivity test: the system validates credentials, latency and provider status before the analyst sends.

Channel status
Last check just now
  • Transactional email
    42 ms Connected
  • WhatsApp Business
    180 ms Connected
  • SMS
    95 ms Connected
  • Telephony · Dialer
    60 ms Connected
  • API tokens
    OK
  • Webhooks
    120 ms Connected
  • Kevin AI
    210 ms Online

Want to see your decision desk running end to end?

Schedule a demo and see queues, SLAs, authority levels, dossier and committee operating in real-world scenarios.

  • Demo tailored to your sector
  • No commitment, fully free
  • Response within 24 business hours
contato@guardline.com.br
+55 11 94372 9668